Experience
Obtained Securities Registration Exemption in Construction of New Mill
Assisted client with obtaining securities registration exemption for Missouri new generation processing entities for purpose of construction of new mill. Worked with Missouri Agricultural and Small Business Development Authority and the Missouri Securities Division to secure the exemption paving the way for capital formation necessary for construction of a new facility.
Defense, Resolution of Class Action Lawsuits under Fair Credit Reporting Act
Successfully defended and resolved a number of class action lawsuits against major corporations brought under the Fair Credit Reporting Act (FCRA) for alleged violations of the provisions of the FCRA applicable to employment background checks.
Shelf Registration Statements, Takedowns for Beverage Company
Filing of multiple shelf registration statements and subsequent takedowns for large publicly traded beverage company.
Series B Offering for Retail Food Client
Assisted retail food manufacturer in its Series B offering, raising more than $3 million. Company was able to fund its continued development.
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